-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O8BMMwXUtd+aphrrIQ21t2Ubdl4wNCcEzolVdYRTg/yheHcZnpjmD0d2P4uINHR7 c5wYRkPNDtfHFgvcVzheRg== 0001193125-10-138553.txt : 20100614 0001193125-10-138553.hdr.sgml : 20100614 20100614122147 ACCESSION NUMBER: 0001193125-10-138553 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100614 DATE AS OF CHANGE: 20100614 GROUP MEMBERS: GLEESON FAMILY TRUST FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GLEESON CHRISTOPHER M CENTRAL INDEX KEY: 0001134540 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 757 S. RAYMOND AVENUE CITY: PASADENA STATE: CA ZIP: 91105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GenMark Diagnostics, Inc. CENTRAL INDEX KEY: 0001487371 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 272053069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85510 FILM NUMBER: 10894190 BUSINESS ADDRESS: STREET 1: 757 S. RAYMOND AVENUE CITY: PASADENA STATE: CA ZIP: 91105 BUSINESS PHONE: (626) 463-2000 MAIL ADDRESS: STREET 1: 757 S. RAYMOND AVENUE CITY: PASADENA STATE: CA ZIP: 91105 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )

 

 

GenMark Diagnostics, Inc.

(Name of Issuer)

Common Stock, $0.0001 par value

(Title of Class of Securities)

372309 104

(CUSIP Number)

June 3, 2010

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨  Rule 13d-1(b)

x  Rule 13d-1(c)

¨  Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 372309104

 

  (1)   

Name of reporting person

 

    Christopher Gleeson

  (2)  

Check the appropriate box if a member of a group

(a)  ¨        (b)   ¨

 

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

    United States

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole voting power

 

    1,699,426 (1) (2)

   (6)   

Shared voting power

 

    0

   (7)   

Sole dispositive power

 

    1,699,426 (1) (2)

   (8)   

Shared dispositive power

 

    0

  (9)

  

Aggregate amount beneficially owned by each reporting person

 

    1,699,426 (1) (2)

(10)

  

Check box if the aggregate amount in Row (9) excludes certain shares    ¨

 

(11)

  

Percent of class represented by amount in Row (9)

 

    14.5%

(12)

  

Type of reporting person

 

    IN

 

(1) Includes immediately exercisable warrants to purchase 88,317 shares of common stock and options to purchase 17,359 shares of common stock which are currently exercisable or exercisable within 60 days of June 3, 2010.

 

(2) Includes 1,562,565 shares held by the Gleeson Family Trust. Mr. Gleeson is trustee of the Gleeson Family Trust and has sole voting and dispositive power over the shares.

 

(Page 2 of 7 Pages)

CUSIP No. 372309104

 

  (1)   

Name of reporting person

 

    Gleeson Family Trust

  (2)  

Check the appropriate box if a member of a group

(a)  ¨        (b)   ¨

 

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

    United States

Number of

shares

beneficially

owned by

each

reporting

person

with

    (5)    

Sole voting power

 

    1,562,565

   (6)   

Shared voting power

 

    -0-

   (7)   

Sole dispositive power

 

    1,562,565

   (8)   

Shared dispositive power

 

    -0-

  (9)

  

Aggregate amount beneficially owned by each reporting person

 

    1,562,565

(10)

  

Check box if the aggregate amount in Row (9) excludes certain shares    ¨

 

(11)

  

Percent of class represented by amount in Row (9)

 

    13.3%

(12)

  

Type of reporting person

 

    OO

 

(Page 3 of 7 Pages)

CUSIP No. 372309104

 

Item 1(a). Name of Issuer:

GenMark Diagnostics, Inc.

 

Item 1(b). Address of Issuer’s Principal Executive Office:

757 S. Raymond Avenue

Pasadena, CA 91105

 

Item 2(a). Name of Persons Filing:

Christopher Gleeson

Gleeson Family Trust

 

Item 2(b). Address of Principal Business Office of Persons Filing:

13979 N. Stone Gate Place

Oro Valley, AZ 85755

 

Item 2(c). Citizenship or Place of Organization of Persons Filing:

United States

 

Item 2(d). Title of Class of Securities:

Common Stock, $0.0001 par value

 

Item 2(e). CUSIP Number:

372309 104

 

Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

Not applicable.

 

(Page 4 of 7 Pages)

CUSIP No. 372309104

 

Item 4. Ownership.

Based upon information set forth in the Issuer’s 424(b)(4) prospectus filed with the Securities and Exchange Commission on June 3, 2010, there were 11,723,512 shares of the Issuer’s common stock outstanding as of the closing of the Issuer’s initial public offering on June 3, 2010. The ownership percentages stated below are based upon this amount of outstanding shares.

Mr. Gleeson, a director of the Issuer, is the trustee of the Gleeson Family Trust and may be deemed to have voting and investment power over the 1,562,565 shares of the Issuer’s common stock directly held by the Gleeson Family Trust. Mr. Gleeson disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

 

  (a) Amount beneficially owned by Mr. Gleeson: 1,699,426 shares

Amount beneficially owned by Gleeson Family Trust: 1,562,565 shares

 

  (b) Percent of class owned by Mr. Gleeson: 14.5%

Percent of class owned by Gleeson Family Trust: 13.3%

 

  (c) Number of shares as to which Mr. Gleeson has:

(i) Sole power to vote or to direct the vote: 1,699,426

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 1,699,426

(iv) Shared power to dispose or to direct the disposition of : 0

Number of shares as to which Gleeson Family Trust has:

(i) Sole power to vote or to direct the vote: 1,562,565

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 1,562,565

(iv) Shared power to dispose or to direct the disposition of : 0

 

Item 5. Ownership of Five Percent or Less of a Class.

Not Applicable

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:

Not Applicable

 

(Page 5 of 7 Pages)

CUSIP No. 372309104

 

Item 8. Identification and Classification of Members of the Group.

Not Applicable

 

Item 9. Notice of Dissolution of Group.

Not Applicable

 

Item 10. Certification.

By signing below the undersigned certifies that, to the best of their respective knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

(Page 6 of 7 Pages)

Signature

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date: June 14, 2010

 

/S/    CHRISTOPHER GLEESON

Christopher Gleeson

Gleeson Family Trust.

By:

   /S/    CHRISTOPHER GLEESON

Name: 

   Christopher Gleeson

Title:

   Trustee
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